Saturday, October 26, 2013

SEBI issued notification for Listing of specified securities of small and medium enterprises without making an initial public offer

Listing of specified securities of small and medium enterprises on the Institutional Trading Platform in a SME Exchange without making an initial  public offer. 

A public company seeking listing on ITP should comply with the following
requirements:
(i) the company, its promoter, group company or director does not appear in the wilful defaulters list of Reserve Bank of India as maintained by Credit Information Bureau(India) Limited;
(ii) there is no winding up petition against the company that has been admitted by a competent court;
(iii) the company, group companies or subsidiaries have not been referred to the Boardfor Industrial and Financial Reconstruction within a period of five years prior to the date of application for listing;
(iv) no regulatory action has been taken against the company, its promoter or director by SEBI, Reserve Bank of India, Insurance Regulatory and Development Authority or Ministry of Corporate Affairs within a period of five years prior to the date of application for listing;
(v) the company has atleast one full year’s audited financial statements, for the immediately preceding financial year at the time of making listing application;
(vi) the company has not completed a period of more than 10 years after

incorporation and its revenues have not exceeded one hundred crore rupees in any of the previous financial years; Read the Circular

No comments: